Katana VentraIP

Framework Programmes for Research and Technological Development

The Framework Programmes for Research and Technological Development, also called Framework Programmes or abbreviated FP1 to FP9, are funding programmes created by the European Union/European Commission to support and foster research in the European Research Area (ERA). Starting in 2014, the funding programmes were named Horizon.

The funding programmes began in 1984 and continue to the present day. The most recent programme, Horizon Europe, has a budget of 95.5 billion Euros to be distributed over 7 years.


The specific objectives and actions vary between funding periods. In FP6 and FP7, focus was on technological research. In Horizon 2020, the focus was on innovation, delivering economic growth faster, and delivering solutions to end users that are often governmental agencies.

Background[edit]

Conducting European research policies and implementing European research programmes is an obligation under the Amsterdam Treaty, which includes a chapter on research and technological development. The programmes are defined by Commission civil servants that are aided by various official advisory group and lobby groups. E.g. to advise the European Commission on the overall strategy to be followed in carrying out the Information and Communication Technology thematic priority, the Information Society Technologies Advisory Group (ISTAG) was set up.[1]

Funding instruments[edit]

FP6 and FP7[edit]

Framework Programme 6 and 7 (2002–2013) projects were generally funded through instruments, the most important of which included:

Illustrative projects[edit]

IMPETUS[edit]

IMPETUS (Information Management Portal to Enable the inTegration of Unmanned Systems) is addressing the scientific analysis of information management requirements for a safe and efficient integration of unmanned aerial systems (UAS) in very low level airspace. As a result, technologically and commercially feasible service solutions are elaborated and deployed in an experimental testing environment.


The expected growth of future UAS movements in rural as well as urban areas indicates the need for traffic management solutions, ensuring a normal course of trouble free operations of manned as well as unmanned aviation.[34] IMPETUS contributes by investigating potential microservices that serve the airspace user's needs in all phases of the operation life cycle, from strategical planning over pre-flight, in-flight and post-flight data provision. Since information management is an infrastructural prerequisite of future unmanned traffic systems, the results support the European goal to gain in prosperity by means of the job and business opportunities of an emerging drone service market.[35]


Ensuring a scalable, flexible and cost efficient system, IMPETUS proposes the application of the Function as a Service paradigm and Smart Concepts. Concurrently, data quality and integrity is taken into account to guarantee a safe conduct of all operations. To fulfil these purposes, the project started to characterize data processes and services of vital importance for drone operations. Following the requirements derived from this preliminary studies, a Smart UTM Design is drafted in alignment with the U-Space concept, which describes a framework for a progressive implementation of services to "enable complex drone operations with a high degree of automation to take place in all types of operational environments, including urban areas".[36] Subsequently, specific microservices will be prototyped and laboratory scale tested in a server-less cloud-based environment.[37]


On behalf of the SESAR Joint Undertaking, IMPETUS is carried out from 2017 to 2019 by a multinational consortium of key stakeholders in unmanned aviation:


Altitude Angel (UK), Boeing Research and Technology Europe (ES), C-Astral (SI), CRIDA (ES), INECO (ES), Jeppesen (DE) and the Technical University of Darmstadt (DE).

Criticism of the programmes[edit]

The programmes have been criticized on various grounds, such as actually diminishing Europe's industrial competitiveness[40] and failing to deliver fundamental excellence and global economic competitiveness.[41]


In 2010, the Austrian Research Promotion Agency launched a petition calling for a simplification of administrative procedures, which attracted over 13,000 signatories.[42] The numerous other criticisms of the petitioners were later distilled into a green paper.[43] In Horizon 2020, there are significant simplifications: e.g. fewer funding rates (increasing the funding rates of the large companies), less reporting, less auditing, shorter time from proposal to project kick-off. In a Nature article in December 2020, Horizon 2020 is praised for being less bureaucratic than past framework programmes.[44]


In 2021, the European Commission services introduced several simplifications in the new framework programme Horizon Europe, to facilitate the work of the beneficiaries especially in the reporting phase.[45]

Best Available Techniques Reference Document (BREF)

; McKee, Martin (July 2013). "Europe's 'Horizon 2020' science funding programme: how is it shaping up?". Journal of Health Services Research & Policy. 18 (3): 182–185. doi:10.1177/1355819613476017. PMC 4107840. PMID 23595575.

Galsworthy, Michael