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Close Encounters of the Third Kind

Close Encounters of the Third Kind is a 1977 American science fiction drama film written and directed by Steven Spielberg, starring Richard Dreyfuss, Melinda Dillon, Teri Garr, Bob Balaban, Cary Guffey, and François Truffaut. It is the story of Roy Neary, an everyday blue-collar worker in Indiana, whose life changes after an encounter with a UFO.

Close Encounters
of the Third Kind

Steven Spielberg

  • November 16, 1977 (1977-11-16)

135 minutes (Theatrical Version)[2]
132 minutes (Special Edition)
137 minutes (Director's Cut)

United States

English

$19.4 million[3]

$306.9 million[4]

Close Encounters was a long-cherished project for Spielberg. In late 1973, he developed a deal with Columbia Pictures for a science-fiction film. Though Spielberg received sole credit for the script, he was assisted by Paul Schrader, John Hill, David Giler, Hal Barwood, Matthew Robbins, and Jerry Belson, all of whom contributed to the screenplay in varying degrees. The title is derived from Ufologist J. Allen Hynek's classification of close encounters with extraterrestrials, in which the third kind denotes human observations of extraterrestrials or "animate beings". Douglas Trumbull served as the visual effects supervisor, while Carlo Rambaldi designed the extraterrestrials.


Made on a production budget of US$19.4 million, Close Encounters was released in a limited number of cities on November 16[5] and 23, 1977,[6] and expanded into wide release the following month. It was a critical and financial success, eventually grossing over $300 million worldwide. It received numerous awards and nominations at the 50th Academy Awards, 32nd British Academy Film Awards, the 35th Golden Globe Awards and the 5th Saturn Awards, and has been widely acclaimed by the American Film Institute.


In December 2007, it was deemed "culturally, historically, or aesthetically significant" by the United States Library of Congress and selected for preservation in the National Film Registry.[7][8] A Special Edition was released theatrically in 1980. Spielberg agreed to create this edition to add more scenes that they had been unable to include in the original release, with the studio demanding a controversial scene depicting the interior of the extraterrestrial mothership.[9] Spielberg's dissatisfaction with the altered ending scene led to a third version, the Director's Cut on VHS and LaserDisc in 1998 (and later DVD and Blu-ray). It is the longest version, combining Spielberg's favorite elements from both previous editions but removing the scenes inside the mothership.[10] The film was later remastered in 4K and was then re-released in theaters in 2017 for its 40th anniversary.[11]

Plot[edit]

In the Sonoran Desert, French scientist Claude Lacombe, his American interpreter, cartographer David Laughlin, and other researchers discover Flight 19, a group of United States Navy Grumman TBM Avenger torpedo bombers that went missing over the Bermuda Triangle on December 5, 1945. The planes are in perfect condition, but without any occupants. An elderly witness nearby claims "the sun came out at night, and sang to him". Near Indianapolis, air traffic controllers watch two airline flights narrowly avoid a mid-air collision with a UFO.


At a rural home outside Muncie, Indiana, three-year-old Barry Guiler wakes to find his toys operating on their own. He starts to follow something outside, forcing his mother, Jillian, to chase after him. Large-scale power outages begin rolling through the area, forcing electrician Roy Neary to investigate. While he gets his bearings, Roy experiences a close encounter with a UFO, and when it flies over his truck, it lightly burns the side of his face with its lights. The UFO takes off with three others in the sky, as Roy and three police cars give chase. The spacecraft fly off into the night sky but the metaphysical experience leaves Roy mesmerized.


The researchers are similarly baffled to find the SS Cotopaxi in the middle of the Gobi Desert, intact and completely empty.


Roy becomes fascinated by UFOs to the dismay of his wife, Ronnie. He obsesses over subliminal images of a mountain shape, often making models of it. Jillian, meanwhile also becomes obsessed, sketching the unique mountain image. Soon after, she is terrorized in her home by a UFO which descends from the clouds. She fights off violent attempts by the UFO and unseen beings to enter the home, but in the chaos, Barry is abducted.


Lacombe, Laughlin, and a group of United Nations experts continue to investigate increasing UFO activity and strange, related occurrences. Witnesses in Dharamsala, Northern India report that the UFOs make distinctive sounds: a five-tone musical phrase in a pentatonic scale. Scientists broadcast the phrase to outer space, but are mystified by the response, a seemingly meaningless series of numbers (104 44 30 40 36 10) repeated until Laughlin, with his background in cartography, recognizes it as a set of geographical coordinates, which point to Devils Tower near Moorcroft, Wyoming. Lacombe and the U.S. military converge on Wyoming. The United States Army evacuates the area, planting false reports in the media that a train wreck has spilled a toxic nerve gas, while actually preparing a secret landing zone for the UFOs and their occupants.


Meanwhile, Roy's increasingly eccentric behavior causes Ronnie to abandon him, taking their three children with her. When a news program about a supposed train wreck near Devils Tower airs on television, Roy and Jillian recognize the same mountain they have been visualizing. They, along with other travelers experiencing similar visions, set out for Devils Tower in spite of the public warnings about toxic gas.


Most of the travelers are apprehended by the Army, but Roy and Jillian reach the site just as UFOs appear in the night sky. The government specialists at the site begin to communicate with the UFOs, which gradually appear by the dozens, by using light and sound on a large electrical billboard. An enormous mothership eventually lands to release many abductees from different eras: World War II pilots, Cotopaxi sailors, adults, children, and animals. Barry also returns and reunites with Jillian. The government officials hastily prepare Roy for inclusion in its select group of potential visitors to the mothership.


The extraterrestrials finally emerge from the mothership and select Roy to join their travels. As Roy enters the mothership, one of the extraterrestrials pauses for a few moments with the humans. Lacombe uses Curwen hand signs that correspond to the five-note extraterrestrial tonal phrase. The extraterrestrial replies with the same gestures, smiles, and returns to its ship, which takes to the sky.

as Roy Neary, an electrical lineman in Indiana who encounters and forms an obsession with unidentified flying objects. Steve McQueen was Spielberg's first choice. Although McQueen was impressed with the script, he said that he was not right for the role as he was unable to cry on cue. James Caan, Dustin Hoffman, Al Pacino, and Gene Hackman also turned down the part.[12][13] Jack Nicholson declined because of scheduling conflicts. Spielberg explained that when filming Jaws, "Dreyfuss talked me into casting him. He listened to about 155 days' worth of Close Encounters. He even contributed ideas."[14] Dreyfuss reflected, "I launched myself into a campaign to get the part. I would walk by Steve's office and say stuff like 'Al Pacino has no sense of humor' or 'Jack Nicholson is too crazy'. I eventually convinced him to cast me."[12]

Richard Dreyfuss

as Claude Lacombe, a French government scientist in charge of UFO-related activities in the United States. The UFO expert Jacques Vallée served as the real-life model for Lacombe.[15] Gérard Depardieu, Philippe Noiret, Jean-Louis Trintignant, and Lino Ventura were considered for the role. Internationally renowned as a film director, this is Truffaut's only acting role in a film he did not direct, and his only role in an English-language film. During filming, Truffaut used his free time to write the script for The Man Who Loved Women. He also worked on the novel The Actor, which he abandoned.[16]

François Truffaut

as Ronnie Neary, Roy's wife. Meryl Streep and Amy Irving also auditioned for the role.[17][18]

Teri Garr

as Jillian Guiler. Teri Garr wanted to portray Jillian, but was cast as Ronnie. Hal Ashby, who worked with Dillon on Bound for Glory (1976), suggested her for the part to Spielberg. Dillon was cast three days before filming began.[12]

Melinda Dillon

as David Laughlin, Lacombe's assistant and English-French interpreter

Bob Balaban

J. Patrick McNamara as Project Leader

Warren Kemmerling as Major "Wild Bill" Walsh

as Farmer

Roberts Blossom

as Jean Claude

Philip Dodds

as Barry Guiler, Jillian's son. Spielberg conducted a series of method acting techniques to help Guffey, who was cast when he was just three years old.[12]

Cary Guffey

as Robert

Lance Henriksen

Merrill Connally as Team Leader

as Major Benchley

George DiCenzo

as Ike

Gene Dynarski

as Larry Butler

Josef Sommer

as Military Police

Carl Weathers

as English-Hindi interpreter

David Abraham Cheulkar

Production[edit]

Development[edit]

The film's inspiration arose in director Steven Spielberg's childhood, when he and his father watched a meteor shower in New Jersey.[12] At age 18, Spielberg completed the full-length science fiction film Firelight. Many scenes from Firelight were incorporated in Close Encounters on a shot-for-shot basis.[19] In 1970, he wrote the short story "Experiences" about a lovers' lane in a Midwestern farming community and the "light show" a group of teenagers see in the night sky.[20] In late 1973, after completing work on The Sugarland Express, Spielberg developed a deal with Columbia Pictures for a science-fiction film. 20th Century Fox had previously turned down the offer.[20] Julia and Michael Phillips signed on as producers.[21]


Spielberg first considered doing a documentary or low-budget feature film about people who believed in UFOs. He decided "a film that depended on state-of-the-art technology couldn't be made for $2.5 million."[20] Borrowing a phrase from the ending of The Thing from Another World, he retitled the film Watch the Skies, rewriting the premise concerning Project Blue Book and pitching the concept to Willard Huyck and Gloria Katz. Katz remembered, "It had flying saucers from outer space landing on Robertson Boulevard [in West Hollywood, California]. I go, Steve, that's the worst idea I ever heard."[20] Spielberg brought Paul Schrader to write the script in December 1973 with principal photography to begin in late 1974. To discuss the script, Spielberg visited the home where Schrader lived with his brother Leonard.[22] However, Spielberg started work on Jaws in 1974, delaying Watch the Skies.[20]


With the financial and critical success of Jaws, Spielberg was able to negotiate a high degree of creative control from Columbia, including the right to make the film any way he wanted.[3] Schrader submitted his script, which Spielberg called "one of the most embarrassing screenplays ever professionally turned in to a major film studio or director" and "a terribly guilt-ridden story not about UFOs at all".[14] Titled Kingdom Come, the script's protagonist was a 45-year-old Air Force officer named Paul Van Owen who worked with Project Blue Book. "[His] job for the government is to ridicule and debunk flying saucers." Schrader continued: "One day he has an encounter. He goes to the government, threatening to blow the lid off to the public. Instead, he and the government spend 15 years trying to make contact."[14]


Spielberg and Schrader experienced creative differences, hiring John Hill to rewrite.[14] At one point, the main character was a police officer.[12] Spielberg "[found] it hard to identify with men in uniform. I wanted to have Mr. Everyday Regular Fella." Spielberg rejected the Schrader/Hill script during post-production on Jaws,[14] reflecting that "they wanted to make it like a James Bond adventure".[23]


David Giler performed a rewrite; Hal Barwood and Matthew Robbins,[12] friends of Spielberg, suggested the plot device of a kidnapped child. Spielberg then began to write the script. The song "When You Wish upon a Star" from Pinocchio influenced Spielberg's writing style. "I hung my story on the mood the song created, the way it affected me personally."[14] During pre-production, the title was changed from Kingdom Come to Close Encounters of the Third Kind.[3]


J. Allen Hynek, who worked with the United States Air Force on Project Blue Book, was hired as a scientific consultant. Hynek said that "even though the film is fiction, it's based for the most part on the known facts of the UFO mystery, and it certainly catches the flavor of the phenomenon. Spielberg was under enormous pressure to make another blockbuster after Jaws, but he decided to make a UFO film. He put his career on the line."[14] USAF and NASA declined to cooperate on the film.[3] NASA reportedly sent a twenty-page letter to Spielberg, telling him that releasing the film was dangerous.[24] In an interview, he said: "I really found my faith when I heard that the Government was opposed to the film. If NASA took the time to write me a 20-page letter, then I knew there must be something happening."[25]


Early in pre-production, Spielberg hired film title designer Dan Perri to design a logotype. Perri, who had previously worked on The Exorcist (1973) and Taxi Driver (1976), produced a logotype in Handel Gothic typeface, with only a script to work from. Delighted with the result, Spielberg applied the logo to all production stationery and crew shirts. Unusual in filmmaking, Spielberg carried enough influence to maintain creative control over the film's entire branding and asked Perri to design the advertising campaign and title sequence based on his logo.[26]


Perri later designed titles for many other major Hollywood pictures, including Star Wars (1977), Raging Bull (1980), and Airplane! (1980).[27]

Themes[edit]

Film critic Charlene Engel observed that Close Encounters "suggests that humankind has reached the point where it is ready to enter the community of the cosmos. While it is a computer which makes the final musical conversation with the extraterrestrial guests possible, the characteristics bringing Neary to make his way to Devils Tower have little to do with technical expertise or computer literacy. These are virtues taught in schools that will be evolved in the 21st century."[40] The film also evokes typical science fiction archetypes and motifs. The film portrays new technologies as a natural and expected outcome of human development and indication of health and growth.[40]


Other critics found a variety of Judeo-Christian analogies. Devils Tower parallels Mount Sinai, the extraterrestrials as God, and Roy Neary as Moses. Cecil B. DeMille's The Ten Commandments is on television at the Neary household. Some found close relations between Elijah and Roy; Elijah was taken into a "chariot of fire", akin to Roy boarding the UFO. Climbing Devils Tower behind the faltering Jillian, Roy exhorts Jillian to keep moving and not to look back, a contrast to Lot's wife, who looked back at Sodom and turned into a pillar of salt.[40] Spielberg explained, "I wanted to make Close Encounters a very accessible story about the everyday individual who has a sighting that overturns his life, and throws it into complete upheaval as he starts to become more and more obsessed with this experience."[30]


Roy's wife Ronnie attempts to hide the sunburn caused by Roy's exposure to the UFOs and wants him to forget his encounter with them. She is embarrassed and bewildered by what has happened to him and desperately wants her ordinary life back. The expression of his lost life is seen when he is sculpting a huge model of Devils Tower in his living room, with his family deserting him.[40] Roy's obsession with an idea implanted by an extraterrestrial intelligence, his construction of the model, and his gradual loss of contact with his wife, mimic the events in the short story "Dulcie and Decorum" (1955) by Damon Knight.


Close Encounters studies the form of "youth spiritual yearning". Barry Guiler, the unfearing child who refers to the UFOs and their paraphernalia as "toys" (although that was unscripted, with the child being drawn to smile by being shown toys offstage), serves as a motif for childlike innocence and openness in the face of the unknown.[40] Spielberg also compared the theme of communication as highlighting that of tolerance: "If we can talk to extraterrestrials in Close Encounters of the Third Kind, why not with the Reds in the Cold War?"[41] Sleeping is the final obstacle to overcome in the ascent of Devils Tower. Roy, Jillian, and a third invitee, Larry Butler, climb the mountain pursued by government helicopters spraying sleeping gas. Larry stops to rest, is gassed, and falls into a deep sleep.[40]


In his interview with Spielberg on Inside the Actors Studio, James Lipton suggested Close Encounters has another, more personal theme for Spielberg: "Your father was a computer engineer; your mother was a concert pianist, and when the spaceship lands, they make music together on the computer", suggesting that Roy Neary's boarding the spaceship represents Spielberg's wish to be reunited with his parents. The director had not consciously intended this aspect. In a 2005 interview, Spielberg stated that he made Close Encounters when he did not have children, and if he were making it today, he would never have had Roy leave his family and board the mothership.[42]


Communication and language issues constitute additional themes as noted by Andrew Johnston in Time Out New York: "Throughout the film, there are many scenes that anticipate themes Spielberg would explore in subsequent projects, but his execution of these ideas here is usually more interesting and subtle. In Amistad, for example, he devotes much time to illustrating the language barrier separating Africans from both their captors and their potential saviors. It's an essential plot point, but it's so belabored that the story gets bogged down. In CE3K, the language problem is illustrated concisely by a quick scene in which an interpreter translates Spanish into English for Laughlin so he can turn around and translate it into French for Lacombe. Since Spielberg doesn't ram the language problem down our throats, the extraterrestrials' solution—using music to communicate with humanity—seems more elegant and natural."[43]

Release and reception[edit]

Box office[edit]

The film was to be released in mid-1977 but was delayed to November because of the various production problems.[44]


Close Encounters premiered at the Ziegfeld Theatre in New York City on November 16, 1977,[45] and continued there and at the Cinerama Dome in Los Angeles, grossing $1,077,000. Its national release was December 14, in 270 theaters and grossing $10,115,000 in one week with a per-screen average of $37,460.[46] On December 21, 301 more theaters were added. By the end of the second week of national release it had grossed $24,695,317.[47]


It made a record $3,026,558 on December 26, 1977,[48] and set a one-week record of $17,393,654 from December 26 to January 1.[49] The film opened internationally on February 24, 1978, and grossed $27 million by the end of March from 19 countries.[50] Close Encounters received mostly positive reviews and became a certified box office success, grossing $116.39 million in the United States and Canada, and $171.7 million in foreign countries, for $288 million worldwide.[48]


It was the most successful Columbia Pictures film at that time.[51][30]


Released in conjunction with Close Encounters of the Third Kind was a novelization of the film, credited solely to Steven Spielberg but largely ghostwritten by Leslie Waller. Spielberg later explained to Starlog magazine,

List of films featuring extraterrestrials

(1997). Steven Spielberg: A Biography. New York City: Faber and Faber. ISBN 0-571-19177-0.

McBride, Joseph

(2002). Spielberg, Truffaut & Me: Close Encounters of the Third Kind—An Actor's Diary. Titan Books. ISBN 978-1-84023-430-5.

Balaban, Bob

González Hevia, Leoncio (2020). Encuentros en la tercera fase. La película. Almería, España: Grupo Editorial Círculo Rojo SL.  9788413634722.

ISBN

Klastorin, Michael (2017). Close Encounters of the Third Kind: The Ultimate Visual History. HarperCollins Publishers Inc.  9780062692993.

ISBN

Morton, Ray (2007). Close Encounters of the Third Kind: The Making of Steven Spielberg's Classic Film. Applause Theatre and Cinema Books.  978-1-55783-710-3.

ISBN

; Waller, Leslie (1977). Close Encounters of the Third Kind. New York: Delacorte Press. ISBN 978-0-440-11433-8. Novelization of the film.

Spielberg, Steven

essay by Matt Zoller Seitz at National Film Registry

Close Encounters of the Third Kind

essay by Daniel Eagan in America's Film Legacy: The Authoritative Guide to the Landmark Movies in the National Film Registry, A&C Black, 2010 ISBN 0826429777, pages 743-745

Close Encounters of the Third Kind

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