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Diplomatic recognition

Diplomatic recognition in international law is a unilateral declarative political act of a state that acknowledges an act or status of another state or government in control of a state (may be also a recognized state). Recognition can be accorded either on a de facto or de jure basis. Partial recognition can occur if many sovereign states refuse to recognize an entity as a peer. Recognition can be a declaration to that effect by the recognizing government or may be implied from an act of recognition, such as entering into a treaty with the other state or making a state visit. Recognition may, but need not, have domestic and international legal consequences. If sufficient countries recognise a particular entity as a state, that state may have a right to membership in international organizations, while treaties may require all existing member countries unanimously agreeing to the admission of a new member.

"State recognition" redirects here. For state-recognized Native American tribes, see State-recognized tribes in the United States.

A vote by a country in the United Nations in favour of the membership of another country is an implicit recognition of that country by the country so voting, as only states may be members of the UN. On the other hand, a negative vote for UN membership does not necessarily mean non-recognition of the applicant as a state, as other criteria, requirements or special circumstances may be considered relevant for UN membership. Similarly, a country may choose not to apply for UN membership for its own reasons, as is the case with Vatican City, and Switzerland was not a member until 2002 because of its concerns to maintain its neutrality policy.


The non-recognition of particular acts of a state does not normally affect the recognition of the state itself. For example, the international rejection of the occupation of particular territory by a recognised state does not imply non-recognition of the state itself, nor a rejection of a change of government by illegal means.

Withdrawal of recognition[edit]

A state may withdraw diplomatic recognition of another state (despite doing so being specifically banned by the 1933 Montevideo Convention) or simply refuse to deal with that other country, after withdrawing from all diplomatic relations with that country, such as embassies and consulates, and requiring the other country to do the same. The state will appoint a protecting power to represent its interests in the other state.


The doctrine of non-recognition of illegal or immoral situations, like territorial gains achieved by force, is called the Stimson Doctrine, and has become more important since the Second World War, especially in the United Nations where it is a method of ensuring compliance with international law – for instance, in the case of Rhodesia in 1965. Withdrawal of recognition of a government is a more severe act of disapproval than the breaking of diplomatic relations.

Recognition of governments[edit]

Besides recognizing other states, states also can recognize the governments of states. This can be problematic particularly when a new government comes to power by illegal means, such as a coup d'état, or when an existing government stays in power by fixing an election. States once formally recognized both the government of a state and the state itself, but many no longer follow that practice,[7] even though, if diplomatic relations are to be maintained, it is necessary that there be a government with which to engage in diplomatic relations.[8] Countries such as the United States answer queries over the recognition of governments with the statement: "The question of recognition does not arise: we are conducting our relations with the new government."[9]

In 1823, the recognized the Greek revolutionaries against the Ottoman Empire as belligerents during the Greek War of Independence.[12]

United Kingdom

The United Kingdom issued a soon after the outbreak of the American Civil War, which "tacitly granted the Confederacy belligerent status, the right to contract loans and purchase supplies in neutral nations and to exercise belligerent rights on the high seas."[13] Another right of significance accorded to belligerents that was seen as potentially significant at the time was the right to issue letters of marque.[14] The British extension of belligerent recognition to the Confederacy greatly angered and concerned the United States, which strenuously and successfully worked to prevent full diplomatic recognition.[13]

proclamation of neutrality

During the , the Andean Group (Bolivia, Colombia, Ecuador, Peru, and Venezuela) "declared that 'a state of belligerency' existed in Nicaragua and that the forces of the Sandinista National Liberation Front (FSLN) represented a 'legitimate army.'"[15] The declaration, made over the strong U.S. opposition, stated that the Sandinistas were eligible for "treatment and prerogatives" accorded to belligerents under international law.[16] This declaration allowed the Andean countries to provide arms to the FSLN.[15]

Nicaraguan Civil War

During the , France and Mexico recognized the Farabundo Martí National Liberation Front in El Salvador as a belligerent in August 1981.[17]

Salvadoran Civil War

Other elements that may be recognized include occupation or annexation of territory, or belligerent rights of a party in a conflict. Recognition of the latter does not imply recognition of a state.


Formal recognition of belligerency, which is rare today, signifies that the parties to the civil war or other internal conflict "are entitled to excise belligerent rights, thus accepting that the rebel group possesses sufficient international personality to support the position of such rights and duties."[10] Extension of the rights of belligerency is usually done by other states, rather than by the government fighting the rebel group.[10] (A 1907 report by William E. Fuller for the Spanish Treaty Claims Commission noted that "A parent state never formally recognizes the insurgents as belligerents, although it may in fact treat them as such by carrying on war against them in accordance with the rules and usages of international warfare."[11])


Examples of recognition of belligerent status include:

Tozun Bahcheli, Barry Bartmann, and Henry Srebrnik; De Facto States: The Quest for Sovereignty , Routledge, (2004) Archived 2011-06-04 at the Wayback Machine

online edition

Edgars Dunsdorfs (1975). The Baltic Dilemma, The case of the de jure recognition of incorporation of the Baltic States into the Soviet Unions by Australia. Robert Speller & Sons, New York.  0-8315-0148-0.

ISBN

Gerhard von Glahn (1992). . Macmillan. ISBN 0-02-423175-4.

Law Among Nations: An Introduction to Public International Law

Daniel Högger (2015). The Recognition of States: A Study on the Historical Development in Doctrine and Practice with a Special Focus on the Requirements. LIT.  978-3-643-80196-8.

ISBN

Malcolm N. Shaw (2003). International Law. Cambridge University Press.  0-521-53183-7.

ISBN

Stefan Talmon; Recognition of Governments in International Law: With Particular Reference to Governments in Exile Clarendon Press, (1998) Archived 2011-06-04 at the Wayback Machine

online edition

Gregory Weeks; "Almost Jeffersonian: U.S. Recognition Policy toward Latin America", Presidential Studies Quarterly, Vol. 31, 2001

online edition

Schwarcz, Lilia Moritz (1998). As barbas do imperador: D. Pedro II, um monarca nos trópicos (in Portuguese). São Paulo: Companhia das Letras.  85-7164-837-9.

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