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Quantitative analysis (finance)

Quantitative analysis is the use of mathematical and statistical methods in finance and investment management. Those working in the field are quantitative analysts (quants). Quants tend to specialize in specific areas which may include derivative structuring or pricing, risk management, investment management and other related finance occupations. The occupation is similar to those in industrial mathematics in other industries.[1] The process usually consists of searching vast databases for patterns, such as correlations among liquid assets or price-movement patterns (trend following or reversion).

Although the original quantitative analysts were "sell side quants" from market maker firms, concerned with derivatives pricing and risk management, the meaning of the term has expanded over time to include those individuals involved in almost any application of mathematical finance, including the buy side.[2] Applied quantitative analysis is commonly associated with quantitative investment management which includes a variety of methods such as statistical arbitrage, algorithmic trading and electronic trading.


Some of the larger investment managers using quantitative analysis include Renaissance Technologies, D. E. Shaw & Co., and AQR Capital Management.[3]

– used to solve partial differential equations;

Finite difference method

– Also used to solve partial differential equations, but Monte Carlo simulation is also common in risk management;

Monte Carlo method

– used to estimate parameters in statistical regression analysis;

Ordinary least squares

– used to interpolate values from spot and forward interest rates curves, and volatility smiles;

Spline interpolation

Newton, and Secant methods – used to find the roots, maxima and minima of functions (e.g. internal rate of return, interest rate curve-building.)

Bisection

(SIAM) Journal on Financial Mathematics

Society for Industrial and Applied Mathematics

[17]

The Journal of Portfolio Management

Quantitative Finance

[18]

Risk Magazine

Wilmott Magazine

Finance and Stochastics

[19]

Mathematical Finance

development

Trading strategy

and Portfolio optimization

Portfolio management

and hedging: involves software development, advanced numerical techniques, and stochastic calculus.

Derivatives pricing

: involves a lot of time series analysis, calibration, and backtesting.

Risk management

Credit analysis

Asset and liability management

and securitization

Structured finance

Asset pricing

1900 – , Théorie de la spéculation

Louis Bachelier

1938 – , The Movements of Interest Rates. Bond Yields and Stock Prices in the United States since 1856, pp. 44–53, Bond duration

Frederick Macaulay

1944 – , "Stochastic Integral", Proceedings of the Imperial Academy, 20(8), pp. 519–524

Kiyosi Itô

1952 – , Portfolio Selection, Modern portfolio theory

Harry Markowitz

1956 – , A New Interpretation of Information Rate

John Kelly

1958 – and Merton Miller, The Cost of Capital, Corporation Finance and the Theory of Investment, Modigliani–Miller theorem and Corporate finance

Franco Modigliani

1964 – , Capital asset prices: A theory of market equilibrium under conditions of risk, Capital asset pricing model

William F. Sharpe

1965 – , The Valuation of Risk Assets and the Selection of Risky Investments in Stock Portfolios and Capital Budgets, Capital asset pricing model

John Lintner

1967 – and Sheen Kassouf, Beat the Market

Edward O. Thorp

1972 – and Merton Miller, Theory of Finance

Eugene Fama

1972 – and Sydney Homer, Inside the Yield Book, Fixed income analysis

Martin L. Leibowitz

1973 – and Myron Scholes, The Pricing of Options and Corporate Liabilities and Robert C. Merton, Theory of Rational Option Pricing, Black–Scholes

Fischer Black

1976 – , The pricing of commodity contracts, Black model

Fischer Black

1977 – , Options: A Monte Carlo Approach, Monte Carlo methods for option pricing

Phelim Boyle

1977 – , An equilibrium characterisation of the term structure, Vasicek model

Oldřich Vašíček

1979 – ; Stephen Ross; Mark Rubinstein, Option pricing: A simplified approach, Binomial options pricing model and Lattice model

John Carrington Cox

1980 – Lawrence G. McMillan, Options as a Strategic Investment

1982 – Barr Rosenberg and Andrew Rudd, Factor-Related and Specific Returns of Common Stocks: Serial Correlation and Market Inefficiency, Journal of Finance, May 1982 V. 37: #2

1982 – , Autoregressive Conditional Heteroskedasticity With Estimates of the Variance of U.K. Inflation, Seminal paper in ARCH family of models GARCH

Robert Engle

1985 – , Jonathan E. Ingersoll and Stephen Ross, A theory of the term structure of interest rates, Cox–Ingersoll–Ross model

John C. Cox

1987 – Giovanni Barone-Adesi and , Efficient analytic approximation of American option values. Journal of Finance. 42 (2): 301–20. Barone-Adesi and Whaley method for pricing American options.

Robert Whaley

1987 – , Robert A. Jarrow, and Andrew Morton Bond pricing and the term structure of interest rates: a new methodology (1987), Heath–Jarrow–Morton framework for interest rates

David Heath

1990 – , Emanuel Derman and William Toy, A One-Factor Model of Interest Rates and Its Application to Treasury Bond, Black–Derman–Toy model

Fischer Black

1990 – and Alan White, "Pricing interest-rate derivative securities", The Review of Financial Studies, Vol 3, No. 4 (1990) Hull-White model

John Hull

1991 – Ioannis Karatzas & . Brownian motion and stochastic calculus.

Steven E. Shreve

1992 – and Robert Litterman: Global Portfolio Optimization, Financial Analysts Journal, September 1992, pp. 28–43 JSTOR 4479577 Black–Litterman model

Fischer Black

1994 – RiskMetrics Group, RiskMetrics Technical Document, 1996, RiskMetrics model and framework

J.P. Morgan

2002 – Patrick Hagan, Deep Kumar, Andrew Lesniewski, Diana Woodward, Managing Smile Risk, Wilmott Magazine, January 2002, .

SABR volatility model

2004 – , My Life as a Quant: Reflections on Physics and Finance

Emanuel Derman

List of quantitative analysts

Quantitative fund

Financial modeling

Black–Scholes equation

Financial signal processing

Financial analyst

Technical analysis

Fundamental analysis

Financial economics

Mathematical finance

Alpha generation platform

(1992) Capital Ideas: The Improbable Origins of Modern Wall Street

Bernstein, Peter L.

Bernstein, Peter L. (2007) Capital Ideas Evolving

(2007) My Life as a Quant ISBN 0-470-19273-9

Derman, Emanuel

(2010). The Quants: How a New Breed of Math Whizzes Conquered Wall Street and Nearly Destroyed It. Crown Business, 352 pages. ISBN 0-307-45337-5 ISBN 978-0-307-45337-2. Amazon page for book via Patterson and Thorp interview on Fresh Air, February 1, 2010, including excerpt "Chapter 2: The Godfather: Ed Thorp". Also, an excerpt from "Chapter 10: The August Factor", in the January 23, 2010 Wall Street Journal.

Patterson, Scott D.

Read, Colin (2012) Rise of the Quants (Great Minds in Finance Series)  023027417X

ISBN

Analysing Quantitative Data for Business and Management Students

Society of Quantitative Analysts

Q-Group Institute for Quantitative Research in Finance

CQA—Chicago Quantitative Alliance

Quantitative Work Alliance for Finance Education and Wisdom (QWAFAFEW)

Professional Risk Managers Industry Association (PRMIA)

International Association of Quantitative Finance

London Quant Group

at Stack Exchange – question and answer site for quantitative finance

Quantitative Finance