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Spectral theory

In mathematics, spectral theory is an inclusive term for theories extending the eigenvector and eigenvalue theory of a single square matrix to a much broader theory of the structure of operators in a variety of mathematical spaces.[1] It is a result of studies of linear algebra and the solutions of systems of linear equations and their generalizations.[2] The theory is connected to that of analytic functions because the spectral properties of an operator are related to analytic functions of the spectral parameter.[3]

Mathematical background[edit]

The name spectral theory was introduced by David Hilbert in his original formulation of Hilbert space theory, which was cast in terms of quadratic forms in infinitely many variables. The original spectral theorem was therefore conceived as a version of the theorem on principal axes of an ellipsoid, in an infinite-dimensional setting. The later discovery in quantum mechanics that spectral theory could explain features of atomic spectra was therefore fortuitous. Hilbert himself was surprised by the unexpected application of this theory, noting that "I developed my theory of infinitely many variables from purely mathematical interests, and even called it 'spectral analysis' without any presentiment that it would later find application to the actual spectrum of physics."[4]


There have been three main ways to formulate spectral theory, each of which find use in different domains. After Hilbert's initial formulation, the later development of abstract Hilbert spaces and the spectral theory of single normal operators on them were well suited to the requirements of physics, exemplified by the work of von Neumann.[5] The further theory built on this to address Banach algebras in general. This development leads to the Gelfand representation, which covers the commutative case, and further into non-commutative harmonic analysis.


The difference can be seen in making the connection with Fourier analysis. The Fourier transform on the real line is in one sense the spectral theory of differentiation as a differential operator. But for that to cover the phenomena one has already to deal with generalized eigenfunctions (for example, by means of a rigged Hilbert space). On the other hand, it is simple to construct a group algebra, the spectrum of which captures the Fourier transform's basic properties, and this is carried out by means of Pontryagin duality.


One can also study the spectral properties of operators on Banach spaces. For example, compact operators on Banach spaces have many spectral properties similar to that of matrices.

Operator theory

Functions of operators

Lax pairs

Least-squares spectral analysis

Riesz projector

Self-adjoint operator

Spectral theory of compact operators

Spectral theory of normal C*-algebras

Integral equations, Fredholm theory

Sturm–Liouville theory

Isospectral operators, Completeness

Compact operators

Spectral geometry

Spectral graph theory

List of functional analysis topics

Edward Brian Davies (1996). . Cambridge University Press. ISBN 0-521-58710-7.

Spectral Theory and Differential Operators; Volume 42 in the Cambridge Studies in Advanced Mathematics

Dunford, Nelson; Schwartz, Jacob T (1988). (Paperback reprint of 1967 ed.). Wiley. ISBN 0-471-60847-5.

Linear Operators, Spectral Theory, Self Adjoint Operators in Hilbert Space (Part 2)

Dunford, Nelson; Schwartz, Jacob T (1988). (Paperback reprint of 1971 ed.). Wiley. ISBN 0-471-60846-7.

Linear Operators, Spectral Operators (Part 3)

Sadri Hassani (1999). . Mathematical Physics: a Modern Introduction to its Foundations. Springer. ISBN 0-387-98579-4.

"Chapter 4: Spectral decomposition"

, Encyclopedia of Mathematics, EMS Press, 2001 [1994]

"Spectral theory of linear operators"

Shmuel Kantorovitz (1983). Spectral Theory of Banach Space Operators;. Springer.

Arch W. Naylor, George R. Sell (2000). . Linear Operator Theory in Engineering and Science; Volume 40 of Applied mathematical sciences. Springer. p. 411. ISBN 0-387-95001-X.

"Chapter 5, Part B: The Spectrum"

: A Short History of Operator Theory

Evans M. Harrell II

Gregory H. Moore (1995). . Historia Mathematica. 22 (3): 262–303. doi:10.1006/hmat.1995.1025.

"The axiomatization of linear algebra: 1875-1940"

Steen, L. A. (April 1973). "Highlights in the History of Spectral Theory". The American Mathematical Monthly. 80 (4): 359–381. :10.2307/2319079. JSTOR 2319079.

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