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End of the Han dynasty

The end of the Han dynasty was the period of Chinese history from 189 to 220 CE, roughly coinciding with the tumultuous reign of the Han dynasty's last ruler, Emperor Xian. It was followed by the Three Kingdoms era (220–280 CE). During the end of the Han dynasty, the country was thrown into turmoil by the Yellow Turban Rebellion (184–205). Meanwhile, the Han Empire's institutions were destroyed by the warlord Dong Zhuo and fractured into regional regimes ruled by various warlords, some of whom were nobles and officials of the Han imperial court. The warlord Cao Cao took control of Emperor Xian and his court in 196 and began gradually reunifying the empire. Cao Cao ostensibly operated under Emperor Xian's rule, though in reality the emperor was a hostage.

End of the Han dynasty

漢朝末年

汉朝末年

Hàncháo Mònián

Hàncháo Mònián

東漢末年

东汉末年

Dōnghàn Mònián

Dōnghàn Mònián

Cao Cao's efforts to reunify China were rebuffed at the Battle of Red Cliffs in 208-209, when his armies were defeated by the allied forces of Sun Quan and Liu Bei. The Han dynasty formally ended in 220 when Cao Cao's son and heir, Cao Pi, pressured Emperor Xian into abdicating in his favour. Cao Pi became the emperor of a new state, Cao Wei. In response, Liu Bei declared himself emperor of Shu Han in 221 and Sun Quan declared himself emperor of Eastern Wu in 229. The period from the end of the Han dynasty in 220 to the reunification of China under the Jin dynasty in May 280 is known as the Three Kingdoms era in Chinese history.

Yuan Shao, who seized control of (covering present-day central and southern Hebei and northern Henan) from Han Fu in 191

Ji Province

who controlled Yi Province

Liu Yan

who controlled Jing Province (covering present-day Hubei and Hunan)

Liu Biao

Yuan Shu, Yuan Shao's half-brother (cousin in name), who controlled the area south of the (covering present-day northern and central Anhui)

Huai River

Gradual reunification under Cao Cao (196–207)[edit]

Cao Cao's use of Emperor Xian as titular authority[edit]

While Yuan Shao was still indecisive on whether to welcome Emperor Xian or not, Cao Cao took advantage of the situation to bring the emperor to his territory. At that time, Cao Cao was still a relatively minor warlord, with only Yan Province (兗州; covering present-day western Shandong and eastern Henan) under his control. In 196, Cao Cao led his army towards Luoyang. He encountered Dong Cheng and Yang Feng (who were shielding Emperor Xian from Li Jue and Guo Si), convinced them of his loyalty, and was allowed to meet the emperor. In name, Cao Cao was sharing power with the other officials and nobles, but actually, he was in control, but yet he ensured that the officials and nobles were treated with due respect, hence he faced minimal opposition in the imperial court. Later, Cao Cao escorted the emperor back to his base in Xu (許; present-day Xuchang, Henan), establishing the new capital there.


From then on, although Cao Cao was a subject of Emperor Xian in name, he actually wielded state power and controlled the imperial court. Despite so, Cao Cao never showed disrespect to Emperor Xian, and instead, honoured the emperor according to formal imperial protocol. Cao Cao also issued imperial edicts in Emperor Xian's name to other warlords, ordering them to submit to imperial authority when in fact they were actually submitting to him. Yuan Shao was among those who had received Cao Cao’s edicts; only then did Yuan realize that he had lost an opportunity to make use of the emperor to control other warlords.

Emperor Xian's abdication (220)[edit]

Cao Cao died in March 220 and his son Cao Pi inherited the title of "King of Wei" without waiting for formal authorization from Emperor Xian. In the winter of 220, Emperor Xian sent the Imperial Seal to Cao Pi and issued an edict announcing that he was abdicating in favour of Cao Pi. Cao Pi formally declined to accept the throne thrice but obliged eventually. The Han dynasty officially ended at that point and Cao Pi established the state of Cao Wei in its place, moving the capital from Xu back to Luoyang. The dethroned Emperor Xian was granted the title of "Duke of Shanyang".


In 221, Liu Bei declared himself emperor in Chengdu and established the state of Shu Han. Sun Quan continued to remain as a nominal subject of Cao Pi until 222, when he declared himself king of a separate state, Wu (better known as Eastern Wu in history). In 229, Sun Quan formally became emperor of Wu.

(2007). A Biographical Dictionary of Later Han to the Three Kingdoms 23–220 AD. Leiden: Brill. ISBN 9789004156050.

de Crespigny, Rafe

, vols. 59, 60, 61, 62, 63, 64, 65, 66, 67, 68, 69.

Zizhi Tongjian

, vol. 9.

Book of Later Han